You love the stock market — the trading, the fact-paced action, and the thrill of risk taking. But how do you become a stock broker? What steps need to be taken and what skills must be learned?
- Get some schooling behind you. Whether you travel the road of online courses at elearners.com or go for the more traditional method of college learning, gaining the skills through multiple courses will place you on the road to success.
- Study on your own. Learn about investing. Find out how to get the information you need quickly and easily. Being a part of an investments club helps you to learn the ropes while investing as a group.
- To be a successful stock broker, you need to enjoy sales. You also need to be able to take criticism without allowing comments you’ve never asked for, nor appreciate, travel below your skin.
- Be prepared to work long hours. Expect daily competition.
- Do some on-the-job training. Book work can only take you so far.
- Start your own business investment portfolio.
- Take the Series 7 and Series 63 exams. The Series 7 tests you on topics such as: equity securities, debt securities, options and derivatives, retirement plans and more. The Series 63 exam tests you on state registration laws and procedures, penalties and suspension, discretionary rules and other Uniform State Law topics.
Like anything else worthy of your time, becoming a stock broker takes both work before and after you get your license. But with the right training, you’ll be on your way.

